Patent case: T 1148/15, EPO

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A board of appeal of the EPO held that for the problem-solution approach to inventive step the requirement of the same “purpose or effect" in the criteria for selecting the closest prior art for a claim refers to the purpose or effect of the claimed subject-matter as a whole, not just of its distinguishing feature(s). Teaching away does not exclude use of a publication as closest prior art. Nor is a teaching towards the distinguishing feature(s) necessary to qualify as the closest prior art. The problem has to be determined after selection of the closest prior art.

Case date: 20 January 2021

Case number: ECLI:EP:BA:2021:T114815.20210120

Court: European Patent Office (EPO), Board of Appeal

A full summary of this case has been published on Kluwer IP Law.

Comments (13)
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Peter Parker
July 2, 2021 AT 7:40 AM

I never understood this discussion and only played along with the closest prior art theme to pass the EQE. In my mind, any document is a valid starting point if it results in obtaining the subject matter in question via the problem solution approach. That is, if there is any conceivable way to arrive at the alleged invention without inventive step, then it is dead. Just because a road looks less traveled when you are at a crossing does not mean that road won't ever be taken. Sure, in practice you try to start with the document you consider closest because you don't want to do 15 problem solution approaches that don't work out before you find one that does, but that is just for convenience and not a part of the underlying theoretical framework.

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francis hagel response to Peter Parker
July 4, 2021 AT 11:43 AM

@peter parker The problem-solution approach is intended to be a safeguard against hindsight-guided assessment of inventive step. Guideline G-VII, 8 rightly points out that the documents obtained in the search of the prior art have been obtained with foreknowledge of the claimed invention – this is inevitable – and the examiner must always bear this in mind when combining documents to avoid ex post facto analysis. If you come up with a reasoning which arrives at the invention by a series of apparently easy steps, it must be kept in mind that every document relied upon in the reasoning has been obtained with foreknowledge of the invention. This is why it makes sense to relate the problem-solution approach to the framework defined by the « aim or purpose », I would rather refer to a « field of use » or « field of application ». This framework is relevant for every step of the problem-solution approach and provides maximum objectivity. The purpose or field of use is the defining context for the « problem » (which includes a particular objective or set of objectives but also the host of constraints applicable to that field), it defines the « art » of the skilled person, which allows the delineation of the common general knowledge of the skilled person, and it is the key factor to select a « closest prior art ».

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francis hagel response to Peter Parker
July 4, 2021 AT 12:11 PM

@peter parker The problem-solution approach is intended to be a safeguard against hindsight-guided assessment of inventive step. Guideline G-VII, 8 rightly points out that the documents obtained in the search of the prior art have been obtained with foreknowledge of the claimed invention – this is inevitable – and the examiner must always bear this in mind when combining documents to avoid ex post facto analysis. If you come up with a reasoning which arrives at the invention by a series of apparently easy steps, it must be kept in mind that every document relied upon in the reasoning has been obtained with foreknowledge of the invention. This is why it makes sense to relate the problem-solution approach to the framework defined by the « aim or purpose », I would rather refer to a « field of use » or « field of application ». This framework is relevant for every step of the problem-solution approach and objective. The purpose or field of use is the defining context for the « problem » (which includes a particular objective or set of objectives but also the host of frequently implicit constraints applicable to that field), it defines the « art » of the skilled person, which allows the delineation of the common general knowledge of the skilled person, and it is the key factor to select a « closest prior art ».

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Max Drei
July 2, 2021 AT 10:44 AM

Peter, I agree. Well said! Personally, I abhor decisions that use the expression "closest prior art". To use this expression is misleading within Europe and, outside Europe brings undeserved ridicule down on the head of the estimable EPO problem-solution approach to the obviousness enquiry which I so much admire. Why do people do it? Is it a lazy hang-over from how obviousness is discussed in the patents courts of Germany?

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Fragender response to Max Drei
July 2, 2021 AT 8:58 PM

"Is it a lazy hang-over from how obviousness is discussed in the patents courts of Germany?" I don't think so. In every decision I know (at the DPMA, the BPatG or the BGH) all relevant prior art is discussed, when patentability is confirmed. There are several decisions by the BGH, that a reason must be given for any document, why it is to be used during discussion of inventive step. Further, the BGH states that it doesn't matter if there is "closer" prior art, as claim-matter has to be not-obvious compared to all prior art documents or their combination. Sometimes it is a bit tiresome, when they recite for a lot of documents, why the claim is valid... Of course, for negative decisions, usually only the "killer"- prior art is discussed...

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